Investment Advisory services are offered through Cetera Investment Advisers LLC, a Registered Investment Advisor. Cetera Retirement Plan Specialists provides administrative and record keeping services. It is not a broker-dealer firm nor an investment advisor and does not provide tax, legal, or accounting services.
Individuals affiliated with Cetera Financial Group firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Advisor Representatives, who can offer both types of services.
Learn more about our firm's background and Investment Professionals on FINRA's BrokerCheck or for Cetera Investment Advisers LLC and its advisors visit www.adviserinfo.sec.gov
NEITHER CETERA NOR ANY OF ITS REPRESENTATIVES MAY GIVE LEGAL OR TAX ADVICE. In addition, neither Cetera Investment Advisers LLC, nor its Investment Adviser Representatives provide tax or legal advice. For tax/legal advice, please consult your tax/legal professional.
Ascensus is a third party providing administrative and record keeping services. They are not a broker-dealer or an investment advisor and do not provide tax, legal, or accounting services.
Financial Finesse is under separate ownership and is not affiliated with any Cetera named entity.
My Forecast is provided by Ascensus. Cetera names entities and/or programs are under separate ownership than Ascensus. Cetera makes no representation or warranties to the tool’s completeness or accuracy.
Reports made available by Ascensus are for plan sponsor use only. Cetera named entities and/or programs are under separate ownership than Ascensus. All information provided in the reports is provided by Ascensus and is believed to be from reliable sources; Cetera makes no representation or warranties to its completeness or accuracy.